-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FbiY9Pxaj4aldhoLsu0tYHSTUswWuMJDrEsH063Tj/h5ZwQZkN6Y/aiFp8Tv2H69 7VoQKC6dIcMiatC1zNvLyg== 0000899647-01-000004.txt : 20010224 0000899647-01-000004.hdr.sgml : 20010224 ACCESSION NUMBER: 0000899647-01-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010216 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RIVIERA HOLDINGS CORP CENTRAL INDEX KEY: 0000899647 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 880296885 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-50785 FILM NUMBER: 1549402 BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WESTERMAN WILLIAM L CENTRAL INDEX KEY: 0001064027 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2901 LAS VEGAS BLVD SOUTH CITY: LAS VEGAS STATE: NV ZIP: 89109 BUSINESS PHONE: 7027345110 MAIL ADDRESS: STREET 1: 2901 LAS VEGAS BLVD S CITY: LAS VEGAS STATE: NV ZIP: 89109 SC 13G 1 0001.txt SCHEDULE 13G FILING FOR WILLIAM L. WESTERMAN 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (RULE 13d-102) Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. 2) Riviera Holdings Corporation - ----------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 par value - ----------------------------------------------------------------------------- (Title of Class of Securities) 769 627 100 - ------------------------------------------------------------------------------ (CUSIP Number) December 31, 2000 - ------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1 (b) [ ] Rule 13d-1 (c) [x] Rile 13d-1 (d) 1The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 of 6 2 CUSIP NO. 769 627 100 13G PAGE 2 OF 6 PAGES - ------------------------------------------------------------------------------ 1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) William L. Westerman - ----------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ] (See Instructions) (b)[ ] Not Applicable - ------------------------------------------------------------------------------ 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 966,030 SHARES ----------------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY EACH ----------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER REPORTING 966,030 PERSON ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 966,030 shares. - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] Not Applicable. - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 24.2% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 2 3 ITEM 1 (a). Name of Issuer. Riviera Holdings Corporation ITEM 1 (b). Address of Issuer's Principle Executive Offices. 2901 Las Vegas Boulevard South Las Vegas, Nevada 89109. ITEM 2 (a). Name of Person Filing William L. Westerman ITEM 2 (b). Address of Principal Business Office or, if None, Residence. 2901 Las Vegas Blvd South, Las Vegas, Nv. 89109 ITEM 2 (c). Citizenship. United States of America ITEM 2 (d). Title of Class of Securities. Common Stock, par value $.001 per share, ITEM 2 (e). CUSIP Number. 769 672 100 ITEM 3. If this Statement is Filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [] Broker or dealer registered under Section 15 of the Exchange Act. (b) [] Bank as defined in Section 3(a) (6) of the Exchange Act. (c) [] Insurance company as defined in Section 3(a)19 of the Exchange Act. (d) [] Investment Company registered under Section 8 of the Investment Company Act. (e) [] An Investment advisor in accordance with Rule 13d-1 (b)(1)(ii)(E); (f) [] An employee benefit plan or endowment fund in accordance with Rule 13d-1 (b)(1)(ii)(F); (g) [] A parent holding company or control person in accordance with Rule 13-d-1 (b) (1) (ii) (G) (h) [] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [] Group, in accordance with Rule 13d-1 (b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1-(c), check this box [] 3 4 ITEM 4. Ownership (a) Amount beneficially owned: 966,030 (b) Percent of class: 24.2% (c) Number of shares to which such person has: 966,030 (i) Sole power to vote or to direct the vote: 966,030 (ii)Shared power to vote or to direct the vote: 0 (iii)Sole power to dispose or to direct the disposition of: 966,030 (iv) Shared power to dispose or direct the disposition of: 0 ITEM 5. Ownership of Five Percent or Less of a Class. Not applicable ITEM 6. Ownership of more than Five Percent on Behalf of Another Person. Not Applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not Applicable ITEM 8. Identification and Classification of Members of the Group. Not Applicable ITEM 9. Notice of Dissolution of Group. Not Applicable ITEM 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose of effect. 5 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 16, 2001 /s/ William L. Westerman Chairman of the Board of Directors, Chief Executive Officer And President of the Issuer 6 -----END PRIVACY-ENHANCED MESSAGE-----